Job Description
Job Description: • Managing Compliance responses for country/entity regulatory exams • Materials development for Board, governance committee, and regulatory stakeholders • Assisting with the management of U.S. regulatory relationships • New product approval review and approval • Serve as DRI for regulatory change management and associated control builds for U.S.-specific compliance needs Requirements: • 7-10 years of experience working in Compliance for a financial institution • Strong preference for a financial institution that is regulated federally and/or work as a regulator in a state or federal agency • Experience with direct engagement with regulators • Experience in consumer compliance, financial crimes compliance, and/or other compliance with federal or state regulations in the U.S. related to financial services • Experience in product compliance, compliance governance and oversight, and/or managing regulatory relationships • CAMS, CCAS, or similar certification (nice to have) Benefits: • bonus eligibility • equity eligibility • benefits (including medical, dental, vision and 401(k)) Apply tot his job
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